Dmitri Shostakovich
(1906–1975)
Symphony No.5 in D minor, Op.47
Moderato – Allegro non troppo
Allegretto
Largo
Allegro non troppo
Shostakovich’s Fifth Symphony is one of the 20th century’s iconic works. In purely musical terms it is a masterpiece, coherently expressed and brilliantly orchestrated in a large-scale architecture whose pacing is expertly judged. But its status derives at least in part from the circumstances in which it was conceived, and the work has become a symbol in the battle for the composer’s ideological soul.
The facts of the symphony’s genesis bear repeating. By 1936 Shostakovich’s opera Lady Macbeth of Mtsensk had enjoyed a very successful two-year run. Then Stalin, whose tastes tended to extend no further than Lehár’s Merry Widow, saw it. An anonymous review in Pravda condemned the work as ‘chaos instead of music’, and Shostakovich took to sleeping in the hallway of his apartment so as not to disturb his family when the secret police arrived to arrest him – though it never came to that. Lady Macbeth was pulled from the stage and he withdrew, or allowed to be withdrawn, his Symphony No.4. He had good reason for alarm. Stalin’s ‘purges’ were at their height, resulting in the incarceration, and often murder, of leading intellects as well as potential political rivals.
Shostakovich’s Fourth Symphony is a blisteringly ironic work where triumphal fanfares turn sour in the space of a single bar and glacial spaces unfold menacingly. The Fifth, by contrast, is essentially a neoclassical piece. The work has four movements in conventional forms; its musical language affirms traditional diatonic harmony in a Beethovenian journey from a striving D-minor opening to the blazing major-key optimism of the finale.
Following the common practice of Russian composers, Shostakovich places the dance-like scherzo second, before an emotionally powerful Largo which alludes briefly to his own setting of Pushkin’s poem Rebirth. At the time Shostakovich claimed that ‘man with all his experiences [is] in the centre of the composition, which is lyrical in form from beginning to end.
In the finale, the tragically tense impulses of the earlier movements are resolved in optimism and joy of living’. Years later Shostakovich’s son Maxim claimed that his father had described it as a ‘heroic symphony’ – not unlike Beethoven’s Third in intent.
The work was a huge success at its premiere, with audience members weeping during the slow movement and cheering as the finale drew to a close. Reflecting the ideals of Socialist Realism and clearly a hit with the masses, the Symphony was Shostakovich’s passport to a return – for now at least – to official favour. When a journalist described it as ‘an artist’s response to just criticism’ Shostakovich didn’t demur, though there is no evidence that it was indeed his expressed view.
During the early stages of the Cold War, Shostakovich was derided in the West as a composer of ‘national advertising’ and a work like the Fifth was seen as Soviet propaganda. In the late 20th century, however, the view emerged of Shostakovich as a secret dissident, encoding anti-Soviet ‘messages’ in his music.
This view gathered strength with the publication in 1979 of Testimony: Memoirs of Dmitri Shostakovich as related to and edited by Solomon Volkov. In it Volkov quotes Shostakovich saying: ‘I think it is clear to everyone what happens in the Fifth. The rejoicing is forced, created under threat, as in Boris Godunov.’
Testimony created a furore, with musicologists and journalists proclaiming the work either a complete fraud or a valuable document of the composer’s thought. In 2004 Laurel Fay cast doubt on the book’s authenticity, having discovered that the eight pages which the composer signed as having read all contained material which was not only innocuous but had been published before. There was no guarantee that he saw, let alone dictated, the rest.
The stylistic change that came about with the Fifth was almost certainly fuelled by Shostakovich’s brush with the regime. But certain facts are inconvenient to a simplistic reading of the man and his work, such as his decision to join the Communist Party in 1960, long after the immediate danger of Stalinism had passed. Moreover the Fifth was at one stage seen as pro- Soviet tub-thumping and then almost overnight regarded as a denunciation of the very same regime. Maybe it’s neither, but as critic Alex Ross puts it, ‘The notes, in any case, remain the same. The symphony still ends fortissimo, in D major, and it still brings audiences to their feet.’
Abridged from Gordon Kerry © 2007
First performance:
21 November 1937, Leningrad. Yevgeny Mravinsky conducting.
Most recent WASO performance:
11 September 2021. Asher Fisch, conductor.
Instrumentation:
two flutes and piccolo, two oboes, two clarinets and E♭ clarinet, two bassoons and contrabassoon; four horns, three trumpets, three trombones, tuba; timpani, percussion, two harps, piano, celesta and strings.